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March 29, 2021FORM ADV PART 3 FORM CRS Item 1. Introduction Cambial Investors, LLC (Cambial) is a Denver based investment adviser registered with the U.S. Securities and Exchange Commission (SEC×.

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How to fill out form adv part 3

01

To fill out Form ADV Part 3, follow these steps:

02

Start by providing your firm's identifying information, such as the name, address, and contact details.

03

Next, you will need to disclose any disciplinary events or legal actions involving your firm or its key personnel.

04

Provide detailed information about your firm's advisory business, including the types of clients you serve, the services you offer, and any affiliations or associations you have.

05

You will also need to disclose any compensation arrangements or conflicts of interest that may arise from your advisory services.

06

Additionally, you will need to provide information about your firm's advisory personnel, including their education, experience, and any disciplinary history.

07

Finally, review the completed form for accuracy and completeness before submitting it to the appropriate regulatory authority.

Who needs form adv part 3?

01

Form ADV Part 3 is required by investment advisers who are registered with the Securities and Exchange Commission (SEC) or filing as an exempt reporting adviser (ERA).

02

It is necessary for advisers who provide investment advice to retail clients and have regulatory assets under management (AUM) of $1 billion or less.

03

Firms that meet these criteria must file Form ADV Part 3 to disclose important information about their firm's business, personnel, and potential conflicts of interest.

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What is form adv part 3?

Form ADV Part 3, also known as Form CRS, is a disclosure document that provides retail investors with information about the services offered by investment advisers.

Who is required to file form adv part 3?

Investment advisers registered with the Securities and Exchange Commission (SEC) or applicable state securities regulators are required to file Form ADV Part 3.

How to fill out form adv part 3?

Form ADV Part 3 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 3?

The purpose of Form ADV Part 3 is to provide retail investors with information about the services, fees, conflicts of interest, and disciplinary history of the investment adviser.

What information must be reported on form adv part 3?

Form ADV Part 3 requires information such as the types of services offered, fees and costs, conflicts of interest, disciplinary history, and additional information about the adviser.

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