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SECURITIES AND EXCHANGE COMMISSIONER 13FHR Initial quarterly Form 13F holdings report filed by institutional managersFiling Date: 20220208 | Period of Report: 20211231 SEC Accession No. 000144554622000837

How to fill out form 13f-hr - secdatabase

How to fill out form 13f-hr - secdatabase

1. Start by downloading the form 13F-HR from the SEC Database website.
2. Carefully read the instructions provided with the form to understand the requirements.
3. Begin filling out the form by providing the necessary identifying information, such as the name of the reporting manager and the SEC file number.
4. Complete the required sections of the form, including the information about securities held and investment discretion.
5. Ensure accurate reporting of each security by including details such as the name of the issuer, class of securities, CUSIP number, and number of shares or principal amount.
6. Provide additional explanatory notes if needed, especially for exceptions or special circumstances.
7. Carefully review the completed form to ensure all information is accurate and properly filled out.
8. Sign and date the form as required.
9. Submit the form electronically through the SEC's EDGAR system or by mail to the SEC's address, following their submission guidelines.
10. Retain a copy of the completed form and any related documentation for future reference or potential audits.

Who needs form 13f-hr - secdatabase?

1. Form 13F-HR is required to be filed by institutional investment managers with over $100 million in assets under management.
2. This includes entities such as investment advisers, broker-dealers, and banks that meet the filing threshold.
3. These managers need to report their holdings of certain equity securities on a quarterly basis to the Securities and Exchange Commission (SEC).
4. The purpose of this filing is to provide transparency regarding the investment activities of these institutional managers.
5. It allows the SEC and other investors to monitor holdings, identify trends, and ensure compliance with various regulations.
6. Individual investors or companies not meeting the filing threshold generally do not need to file Form 13F-HR.

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What is form 13f-hr - secdatabase?

Form 13F-HR is a quarterly filing required by the Securities and Exchange Commission (SEC) for institutional investment managers with at least $100 million in assets under management.

Who is required to file form 13f-hr - secdatabase?

Institutional investment managers with at least $100 million in assets under management are required to file form 13F-HR.

How to fill out form 13f-hr - secdatabase?

Form 13F-HR must be filled out electronically using the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

What is the purpose of form 13f-hr - secdatabase?

The purpose of form 13F-HR is to provide transparency and insight into the investment holdings and activities of institutional investment managers.

What information must be reported on form 13f-hr - secdatabase?

Information such as the name of the institutional investment manager, the list of securities held, the value of each security, and the overall value of the portfolio must be reported on form 13F-HR.