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CLIENT MEMORANDUM ELECTRONIC FORM D MANDATORY ON MARCH 16, 2009, Issuers of securities such as private funds that offer securities to investors in private placements often file Form D with the Securities
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Electronic Form D is a mandatory form required by the Securities and Exchange Commission (SEC) for certain securities offerings.
Companies issuing securities under Regulation D of the Securities Act of 1933 are required to file Electronic Form D with the SEC.
Electronic Form D can be filled out online through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of Electronic Form D is to provide the SEC with information about securities offerings in order to ensure compliance with securities laws.
Electronic Form D requires information such as the names of the company and its executive officers, the type of securities being offered, and the amount being raised.
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