Get the free RocketTrader Form ADV Part 2B M.Jones V.3 clean final 04.02.2021 (00251038xD690E).DOC
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BROCHURE SUPPLEMENT (Part 2B of Form ADV) April 2, 2021Matthew Jones, Ph.D. RocketTrader, Inc. DBA Quanta Compete, Inc. 2351 Sunset Blvd. Suite 170721Rocklin, CA 95765 Phone: (510× 7880774 Email:
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How to fill out rockettrader form adv part
How to fill out rockettrader form adv part
01
To fill out the Rockettrader Form ADV Part:
02
Start by downloading the Form ADV Part from the Rockettrader website.
03
Read the instructions carefully to understand the requirements and information needed.
04
Gather all the necessary documentation and information, such as personal and contact details, financial history, business structure, and services provided.
05
Begin filling out the form by entering your name, address, and other personal information as requested.
06
Provide detailed information about your investment advisory business, including its structure, ownership, and key personnel.
07
Disclose any conflicts of interest, disciplinary actions, or legal proceedings involving the firm or its employees.
08
Include information about your clients, services offered, and fee structure.
09
Answer all the questions in the form accurately and completely, leaving no sections blank unless they are not applicable.
10
Double-check all the provided information for accuracy and ensure that the form is signed and dated.
11
Submit the completed form as per the Rockettrader's instructions, either electronically or through physical mail.
Who needs rockettrader form adv part?
01
Rockettrader Form ADV Part is needed by investment advisors who are registered with the Securities and Exchange Commission (SEC) or state securities authorities.
02
It is compulsory for registered investment advisors to file Form ADV with the SEC or state regulators to provide essential information about their business practices, services offered, and potential conflicts of interest.
03
The form helps ensure transparency and allows investors and regulatory bodies to make informed decisions about engaging with a particular investment advisor.
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What is rockettrader form adv part?
Rockettrader form adv part is a form filed with the Securities and Exchange Commission (SEC) by registered investment advisers.
Who is required to file rockettrader form adv part?
Registered investment advisers are required to file the rockettrader form adv part.
How to fill out rockettrader form adv part?
Rockettrader form adv part can be filled out by providing detailed information about the investment adviser's business practices, fees, conflicts of interest, and disciplinary history.
What is the purpose of rockettrader form adv part?
The purpose of rockettrader form adv part is to provide transparency to clients and regulators about the investment adviser's business practices and potential conflicts of interest.
What information must be reported on rockettrader form adv part?
Information such as assets under management, types of clients, business practices, fees, conflicts of interest, and disciplinary history must be reported on rockettrader form adv part.
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