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SEC Form 4 FORM 4 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to Section 16.

How to fill out webfilings sec form 4

How to fill out webfilings sec form 4:

1. Obtain the necessary information: Before filling out the webfilings sec form 4, gather all the required information such as the company's name, ticker symbol, and the name of the reporting person.
2. Identify the transaction: Determine the type of transaction being reported on the form. This could include the acquisition or disposal of securities, ownership changes, or other events that trigger the need for filing.
3. Provide the details of the transaction: Fill in the relevant fields in the form, supplying details such as the date of the transaction, the nature of the transaction, the number of securities involved, and the price per share or aggregate value.
4. Include any footnotes or attachments: If there are additional details or explanations necessary, such as the purpose of the transaction or any relevant agreements, make sure to include them as footnotes or attachments to the form.
5. Sign and submit: Once all the required fields have been completed accurately, sign the form and submit it through webfilings sec. Follow any additional instructions or requirements provided by webfilings sec to ensure proper submission.

Who needs webfilings sec form 4:

1. Corporate insiders: Individuals who are considered corporate insiders, such as directors, officers, and beneficial owners of more than 10% of a company's securities, are required to file webfilings sec form 4 to report their transactions in the company's securities.
2. Issuers of securities: Companies that issue securities in the U.S. are responsible for ensuring that their corporate insiders file webfilings sec form 4 to report their transactions accurately and in a timely manner.
3. Securities and Exchange Commission (SEC): The SEC monitors compliance and enforces regulations related to the disclosure of insider transactions. They rely on webfilings sec form 4 submissions to monitor and identify potential violations or illegal activities in the securities market.

It is important to note that this is a general overview and it is recommended to consult legal or financial professionals for specific guidance when filling out webfilings sec form 4 or determining the need for filing.

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