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Appendix A Foreign custodian questionnaire and certificate FOREIGN CUSTODIAN QUESTIONNAIRE AND CERTIFICATE×Dealer Member Name) (Dealer Member) On behalf of the Board of Directors or duly constituted

How to fill out appendix aforeign custodian questionnaire

How to fill out appendix aforeign custodian questionnaire

1. To fill out Appendix A Foreign Custodian Questionnaire, follow these steps:
2. Start by entering the name of the foreign custodian in the designated field.
3. Provide the contact information of the foreign custodian, such as address, phone number, and email.
4. Indicate the type of custody services provided by the foreign custodian.
5. Specify the countries where the foreign custodian operates and has custody services.
6. If applicable, provide details about any regulatory approvals or licenses held by the foreign custodian.
7. Answer the questions regarding the foreign custodian's financial standing and assets under custody.
8. Provide information about the foreign custodian's corporate structure and ownership.
9. Indicate whether the foreign custodian has any affiliations or subsidiaries.
10. Provide details about any legal or regulatory actions taken against the foreign custodian.
11. Review the completed questionnaire for accuracy and completeness before submitting it.

Who needs appendix aforeign custodian questionnaire?

1. Appendix A Foreign Custodian Questionnaire is required for individuals or entities who are considering using the services of a foreign custodian for holding and safeguarding their assets. It is typically used by investment firms, financial institutions, and individuals who have significant investments or holdings outside their home country.

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What is appendix aforeign custodian questionnaire?

Appendix A Foreign Custodian Questionnaire is a document used to gather information about foreign custodians with whom an individual or entity has financial dealings.

Who is required to file appendix aforeign custodian questionnaire?

Individuals or entities who have financial dealings with foreign custodians are required to file the appendix A Foreign Custodian Questionnaire.

How to fill out appendix aforeign custodian questionnaire?

The appendix A Foreign Custodian Questionnaire must be filled out by providing accurate information about the foreign custodian, including contact details, services provided, and any potential risks associated with the relationship.

What is the purpose of appendix aforeign custodian questionnaire?

The purpose of the appendix A Foreign Custodian Questionnaire is to assess the risks associated with financial dealings with foreign custodians and ensure compliance with relevant regulations.

What information must be reported on appendix aforeign custodian questionnaire?

Information such as the foreign custodian's name, contact information, services provided, ownership structure, and any potential risks must be reported on the appendix A Foreign Custodian Questionnaire.