Get the free FORM 10-Q

This document is a quarterly report filed by The Goldman Sachs Group, Inc. for the quarterly period ended August 25, 2000. It includes unaudited financial statements, management's discussion and analysis

How to fill out form 10-q

How to fill out FORM 10-Q

1. Obtain the latest version of FORM 10-Q from the SEC website.
2. Review the instructions provided for completing the form.
3. Begin with the Cover Page, providing company details and reporting period.
4. Complete Item 1 by summarizing financial statements, including Balance Sheet and Income Statement.
5. Answer Item 2 with management's discussion and analysis (MD&A) of financial condition.
6. Fill out Item 3 with disclosures about legal proceedings, if any.
7. Complete Item 4, which requires an evaluation of internal control over financial reporting.
8. Attach any relevant exhibits as specified in Item 6.
9. Review the entire document for accuracy and completeness.
10. Submit the completed FORM 10-Q electronically through the SEC's EDGAR system.

Who needs FORM 10-Q?

1. Publicly traded companies in the United States are required to file FORM 10-Q with the SEC.
2. Investors and analysts seeking timely updates on a company's financial performance.
3. Regulatory bodies monitoring compliance with securities laws.
4. Potential investors assessing the company's quarterly financial health.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report mandated by the U.S. Securities and Exchange Commission (SEC) for publicly traded companies. It provides a comprehensive overview of the company's financial performance and other significant information during the fiscal quarter.

Who is required to file FORM 10-Q?

All publicly traded companies in the United States, including foreign companies that are registered with the SEC, are required to file FORM 10-Q.

How to fill out FORM 10-Q?

FORM 10-Q can be filled out by following the SEC's guidelines, which involve providing unaudited financial statements, management's discussion and analysis (MD&A), and any material events that occurred during the quarter. Companies often utilize templates provided by the SEC to ensure all required sections are included.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide investors and regulators with timely, relevant information about a company's financial health and changes in financial condition between annual reports.

What information must be reported on FORM 10-Q?

FORM 10-Q must report financial statements including the balance sheet, income statement, and cash flow statement along with management's discussion and analysis of the company's financial condition and results of operations. Companies must also disclose any relevant risk factors and legal proceedings.