Form preview

Get the free FORM 4 - SECSecurities and Exchange CommissionUSAGovWhat is SOX Compliance? SOX Cont...

Get Form
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549FORM 10Q × X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15’d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD
We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign form 4 - secsecurities

Edit
Edit your form 4 - secsecurities form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your form 4 - secsecurities form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit form 4 - secsecurities online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
Here are the steps you need to follow to get started with our professional PDF editor:
1
Register the account. Begin by clicking Start Free Trial and create a profile if you are a new user.
2
Simply add a document. Select Add New from your Dashboard and import a file into the system by uploading it from your device or importing it via the cloud, online, or internal mail. Then click Begin editing.
3
Edit form 4 - secsecurities. Text may be added and replaced, new objects can be included, pages can be rearranged, watermarks and page numbers can be added, and so on. When you're done editing, click Done and then go to the Documents tab to combine, divide, lock, or unlock the file.
4
Save your file. Select it from your list of records. Then, move your cursor to the right toolbar and choose one of the exporting options. You can save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud, among other things.
It's easier to work with documents with pdfFiller than you can have ever thought. You may try it out for yourself by signing up for an account.

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out form 4 - secsecurities

Illustration

How to fill out form 4 - secsecurities

01
To fill out Form 4 - secsecurities, follow these steps:
02
Begin by entering your name and contact information in the designated sections.
03
Specify whether you are a reporting person or the issuer of the securities.
04
Provide the details of the transaction, including the date, nature, and amount of securities involved.
05
Indicate the title and class of the securities, as well as the price at which they were acquired or disposed of.
06
Report any subsequent changes in ownership of the securities in Part II of the form.
07
Attach any necessary explanations or additional information in the provided spaces.
08
Sign and date the form to certify its accuracy.
09
Submit the completed Form 4 to the Securities and Exchange Commission (SEC) as required.

Who needs form 4 - secsecurities?

01
Form 4 - secsecurities is required to be filed by individuals who are considered insiders or affiliates of publicly traded companies.
02
This includes directors, officers, and beneficial owners of securities who engage in transactions involving their company's securities.
03
The purpose of filing Form 4 is to provide transparency and ensure compliance with regulations regarding the buying and selling of securities by insiders.
Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.2
Satisfied
54 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

It is possible to significantly enhance your document management and form preparation by combining pdfFiller with Google Docs. This will allow you to generate papers, amend them, and sign them straight from your Google Drive. Use the add-on to convert your form 4 - secsecurities into a dynamic fillable form that can be managed and signed using any internet-connected device.
form 4 - secsecurities is ready when you're ready to send it out. With pdfFiller, you can send it out securely and get signatures in just a few clicks. PDFs can be sent to you by email, text message, fax, USPS mail, or notarized on your account. You can do this right from your account. Become a member right now and try it out for yourself!
Yes, you can. With the pdfFiller mobile app for Android, you can edit, sign, and share form 4 - secsecurities on your mobile device from any location; only an internet connection is needed. Get the app and start to streamline your document workflow from anywhere.
Form 4 is a filing with the Securities and Exchange Commission (SEC) that must be submitted by insiders of publicly traded companies to report changes in their ownership of the company's securities.
Insiders of a public company, including officers, directors, and beneficial owners of more than 10% of a class of securities, are required to file Form 4.
To fill out Form 4, insiders must provide information including their name, relationship to the company, the date of the transaction, the type of security involved, the amount of securities bought or sold, and the price at which the transaction occurred.
The purpose of Form 4 is to provide transparency in the securities market by informing the public about ownership changes by insiders, thereby helping to prevent insider trading.
Form 4 requires reporting the insider's name, title, transaction date, nature of the transaction (purchase, sale), amounts of securities involved, and the price per security.
Fill out your form 4 - secsecurities online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.