Get the free FORM 10-Q

This quarterly report provides an overview of the financial condition and results of operations of The Goldman Sachs Group, Inc., detailing its financial performance for the quarter ended February

How to fill out form 10-q

How to fill out FORM 10-Q

1. Obtain the latest version of FORM 10-Q from the SEC website.
2. Begin with the cover page, filling in the company name, SEC file number, and fiscal period.
3. Complete the financial statements section, including balance sheets and income statements for the most recent quarter and the preceding quarters.
4. Provide management's discussion and analysis (MD&A) of the financial condition and results of operations.
5. Include disclosures about market risk and any legal proceedings.
6. Attach any necessary exhibits, such as agreements or contracts relevant to the quarter.
7. Review the document for accuracy and compliance with SEC regulations.
8. File the completed FORM 10-Q electronically through the SEC's EDGAR system.

Who needs FORM 10-Q?

1. Publicly traded companies in the United States are required to file FORM 10-Q.
2. Investors and analysts use FORM 10-Q to assess a company's financial performance and make informed investment decisions.
3. Regulatory bodies, such as the SEC, require FORM 10-Q for compliance and oversight purposes.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report that publicly traded companies in the United States must file with the Securities and Exchange Commission (SEC). It provides a comprehensive overview of a company's financial performance and significant events that occurred during the quarter.

Who is required to file FORM 10-Q?

All publicly traded companies in the U.S. that are subject to the reporting requirements of the Securities Exchange Act of 1934 are required to file FORM 10-Q.

How to fill out FORM 10-Q?

To fill out FORM 10-Q, companies must compile financial statements, management's discussion and analysis, and other required disclosures. The form is completed using specific SEC guidelines and must be filed electronically through the SEC's EDGAR system.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to give investors and stakeholders timely information about a company's financial condition and performance, enabling them to make informed decisions between annual reports (FORM 10-K).

What information must be reported on FORM 10-Q?

FORM 10-Q must report unaudited financial statements, management's discussion and analysis of financial conditions and results of operations, disclosure of market risk, and any legal proceedings and risk factors that may affect the company's operations.