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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ASPIRANT, LLC CRD Number: 146720OtherThanAnnual Amendment All Sections
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How to fill out client relationship summary

01
Start by gathering all relevant information about your clients, such as their personal details, financial circumstances, and investment objectives.
02
Organize the information in a clear and concise manner, ensuring that each point is easily understandable.
03
Use a template or create a standardized format for the client relationship summary to ensure consistency across all clients.
04
Begin by introducing your firm and providing a brief overview of the services you offer.
05
Include details about the types of clients you work with, such as individual investors, institutions, or both.
06
Describe the fee structure and any potential conflicts of interest that may arise.
07
Provide information about your disciplinary history, if applicable.
08
Explain the risks and limitations associated with the services you provide.
09
Include a section about how clients can access their account information and communicate with your firm.
10
Review the client relationship summary for accuracy and clarity before distributing it to your clients.

Who needs client relationship summary?

01
Any financial advisor or investment firm that offers services to clients needs to provide a client relationship summary.
02
This includes registered investment advisors (RIAs), broker-dealers, and other financial professionals who work directly with clients.
03
Regulatory authorities require these summaries to ensure transparency and help clients make informed decisions about their investments.
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Client relationship summary is a disclosure document that provides important information about the relationship between a financial professional and a retail investor.
Financial professionals who are registered with the SEC or state securities regulators are required to file client relationship summary.
Client relationship summary can be filled out by providing accurate and honest information about the financial professional's services, fees, conflicts of interest, and disciplinary history.
The purpose of client relationship summary is to help retail investors make informed decisions about choosing a financial professional and to understand the nature of their relationship.
Client relationship summary must include information about the types of services offered, fees and costs, conflicts of interest, legal obligations, and disciplinary history of the financial professional.
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