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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: HIGHLAND CAPITAL MANAGEMENT, L.P.CRD Number: 139113Annual Amendment
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Who needs reportsadviserinfosecgov pdf 129123form adv?
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Reportsadviserinfosecgov pdf 129123form adv is typically needed by individuals or organizations who are advisers or investment advisers registered with the Securities and Exchange Commission (SEC) in the United States.
02
It is necessary for complying with SEC regulations and providing information about their advisory business, including details about the services offered, fee structure, investment strategies, and potential conflicts of interest.
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Failure to properly fill out and submit this form may result in non-compliance with SEC regulations and potential legal consequences.
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What is reportsadviserinfosecgov pdf 129123form adv?
The reportsadviserinfosecgov pdf 129123form adv is a form used for reporting information related to investment advisers.
Who is required to file reportsadviserinfosecgov pdf 129123form adv?
Investment advisers are required to file the reportsadviserinfosecgov pdf 129123form adv.
How to fill out reportsadviserinfosecgov pdf 129123form adv?
Reportsadviserinfosecgov pdf 129123form adv must be filled out with accurate information about the investment adviser's business.
What is the purpose of reportsadviserinfosecgov pdf 129123form adv?
The purpose of reportsadviserinfosecgov pdf 129123form adv is to provide regulatory authorities with relevant information about the investment adviser.
What information must be reported on reportsadviserinfosecgov pdf 129123form adv?
Reportsadviserinfosecgov pdf 129123form adv requires information such as assets under management, services offered, and any disciplinary history.
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