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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: BASSO CAPITAL MANAGEMENT, L.P.CRD Number: 132311Annual Amendment All
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Anyone who is required to report their adviser information to the SEC (U.S. Securities and Exchange Commission) needs reportsadviserinfosecgov pdf 316578form adv.
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This form is typically relevant for investment advisers and financial professionals who are registered or seeking registration with the SEC.
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It helps the SEC in regulating and monitoring the activities of investment advisers for the protection of investors.
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reportsadviserinfosecgov pdf 316578form adv is a form used for filing reports by investment advisers with the Securities and Exchange Commission (SEC).
Investment advisers who meet certain criteria are required to file reportsadviserinfosecgov pdf 316578form adv with the SEC.
To fill out reportsadviserinfosecgov pdf 316578form adv, investment advisers must provide detailed information about their advisory business, clients, and other relevant details.
The purpose of reportsadviserinfosecgov pdf 316578form adv is to provide the SEC with important information about investment advisers and their practices.
Information such as assets under management, types of clients, investment strategies, and potential conflicts of interest must be reported on reportsadviserinfosecgov pdf 316578form adv.
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