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NASA REGULATION, INC. OFFICE OF HEARING OFFICERS ___ : DEPARTMENT OF ENFORCEMENT, : : Complainant, : Disciplinary Proceeding : No. C9B000015 v. : : Hearing Panel Decision MICHAEL DISNEY : (CRD #500768)

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NASD Regulation, Inc. office is the regulatory office of the National Association of Securities Dealers, Inc.

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All member firms of NASD are required to file NASD Regulation, Inc. office.

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NASD member firms must fill out the necessary forms and provide the required information to file NASD Regulation, Inc. office.

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The purpose of NASD Regulation, Inc. office is to ensure compliance with securities regulations and protect investors.

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