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Form ADV CRS (Customer Relationship Summary) Part 3 March 30, 2022Item 1: Introduction Redmond Wealth Advisors LLC (Redmond, we, our, or the Advisor), located at 455 N. City front Plaza Dr., Suite

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How to fill out form adv-crs customer relationship

01

To fill out Form ADV-CRS (Customer Relationship Summary) point by point, you need to follow these steps:

02

Begin by providing your firm's name and contact information at the top of the form.

03

Identify the names and titles of individuals responsible for providing investment advice to your clients.

04

Indicate whether your firm is an investment adviser and if you are providing services as a fiduciary.

05

Describe your firm's services and types of investments you offer.

06

Explain any material conflicts of interest you may have.

07

Disclose any fees and costs associated with your services.

08

Detail your firm's disciplinary history and any legal or disciplinary events that are material to your clients.

09

Provide information about your firm's ownership and control.

10

Offer a brief summary about the firm's financial industry affiliations.

11

Create a relationship summary that includes key questions for clients to consider, as well as disclosure about the firm's conflicts of interest, disciplinary information, and fees.

12

Review the completed form for accuracy and ensure all necessary sections are filled out.

13

Lastly, have an authorized person sign and date the form.

Who needs form adv-crs customer relationship?

01

Form ADV-CRS (Customer Relationship Summary) is required for investment advisers registered with the U.S. Securities and Exchange Commission (SEC) or state securities authorities.

02

It is necessary for any firm that provides investment advisory services to retail investors to fill out this form.

03

Retail investors include individuals who seek or receive advice on investments, retirement plans, or other financial matters.

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What is form adv-crs customer relationship?

Form ADV-CRS is a new form designed to provide retail investors with information about the firm or investment adviser they are working with, including key relationship terms and potential conflicts of interest.

Who is required to file form adv-crs customer relationship?

Firms and investment advisers registered with the SEC are required to file Form ADV-CRS.

How to fill out form adv-crs customer relationship?

Form ADV-CRS can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv-crs customer relationship?

The purpose of Form ADV-CRS is to promote transparency and help retail investors make informed decisions about their financial relationships.

What information must be reported on form adv-crs customer relationship?

Form ADV-CRS requires information about the firm's services, fees, conflicts of interest, disciplinary history, and key advisory personnel.

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