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SECURITIES AND EXCHANGE COMMISSIONER 487 Effective pricing amendment filed pursuant to Securities Act Rule 487Filing Date: 20161005SEC Accession No. 000152862116007619 (HTML Version on secdatabase.com)FILER
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What is 487 form - pre-effective?
487 form - pre-effective is a form required by the Securities and Exchange Commission (SEC) for registered investment advisers to report certain information prior to the effective date of registration.
Who is required to file 487 form - pre-effective?
Registered investment advisers who are in the process of registering with the SEC are required to file 487 form - pre-effective.
How to fill out 487 form - pre-effective?
487 form - pre-effective should be filled out accurately and completely, providing all the required information requested by the SEC.
What is the purpose of 487 form - pre-effective?
The purpose of 487 form - pre-effective is to allow the SEC to review certain information about investment advisers prior to their registration becoming effective.
What information must be reported on 487 form - pre-effective?
Information such as the adviser's assets under management, clients, services offered, and potential conflicts of interest must be reported on 487 form - pre-effective.
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