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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ALLEN & COMPANY OF FLORIDA, LLC CRD Number: 25OtherThanAnnual Amendment
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Enter your personal and contact information in the designated fields, such as name, address, phone number, and email.
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Provide information about your advisory business, including the name, location, and type of services offered.
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Fill in details about your clients, including the number of clients, assets under management, and types of clients served.
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Provide information about your affiliations, such as any parent or affiliated companies.
07
Answer the disclosure questions honestly and accurately.
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Any investment adviser who meets the SEC criteria must fill out and submit reportsadviserinfosecgov pdf 297884form adv as part of the registration process.
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It ensures transparency and accountability in the investment advisory industry and helps protect investors.
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The reportsadviserinfosecgov pdf 297884form adv is a form used by investment advisers to register with the Securities and Exchange Commission (SEC) and provide information about their business.
Investment advisers who manage assets over a certain threshold are required to file reportsadviserinfosecgov pdf 297884form adv with the SEC.
Reportsadviserinfosecgov pdf 297884form adv can be filled out electronically through the SEC's Investment Adviser Registration Depository (IARD) system.
The purpose of reportsadviserinfosecgov pdf 297884form adv is to provide the SEC and potential clients with information about the investment adviser's business practices, conflicts of interest, and background.
Information such as the investment adviser's assets under management, fees charged, services offered, and any disciplinary history must be reported on reportsadviserinfosecgov pdf 297884form adv.
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