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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ALTA CAPITAL MANAGEMENT LLC CRD Number: 106786Annual Amendment All Sections

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How to fill out form adv paper version

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To fill out Form ADV paper version, follow these steps:

02

Start by downloading the Form ADV paper version from the official website of the U.S. Securities and Exchange Commission (SEC).

03

Read the instructions carefully to understand the requirements and disclosures needed.

04

Gather all the necessary information and supporting documents required to complete the form, such as financial statements, client contracts, and business practices.

05

Begin filling out the form by providing general information about the investment advisor, including their name, address, and contact details.

06

Proceed to the sections of the form that require information about the investment advisor's background, including education, employment history, and disciplinary actions.

07

Provide details about the investment advisor's advisory business, such as client types, services offered, and fee structure.

08

Complete the sections related to the investment advisor's conflicts of interest, affiliations, and financial condition.

09

Review the filled-out form to ensure accuracy and completeness.

10

Sign and date the form.

11

Make copies of the completed Form ADV for record-keeping.

12

Submit the Form ADV paper version to the SEC according to their specified submission instructions.

Who needs form adv paper version?

01

Form ADV paper version is needed by investment advisors who may not have access to or choose not to use the electronic filing system. Some advisors prefer the traditional paper format for various reasons, such as confidentiality concerns, personal preference, or technological limitations. However, it is recommended to check with the U.S. Securities and Exchange Commission (SEC) for specific requirements and guidelines pertaining to the use of the paper version.

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What is form adv paper version?

Form ADV Part 1 paper version is a simplified version of the Form ADV Part 1 that is used to register with the SEC or state securities authorities.

Who is required to file form adv paper version?

Investment advisers who are not required to file electronically and have been granted a waiver from electronic filing are required to file Form ADV paper version.

How to fill out form adv paper version?

Form ADV paper version can be filled out manually by following the instructions provided by the SEC or state securities authorities.

What is the purpose of form adv paper version?

The purpose of Form ADV paper version is to collect essential information about investment advisers and their business practices to ensure compliance with regulatory requirements.

What information must be reported on form adv paper version?

Form ADV paper version requires information about the investment adviser's business activities, ownership, clients, conflicts of interest, and disciplinary history.

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