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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: CONNOR CLARK & LUNG INVESTMENT MANAGEMENT LTD CRD Number: 107557Annual
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What is crd number 107557?
CRD number 107557 is a unique identification number assigned to a financial advisor or firm registered with the SEC or state securities regulators.
Who is required to file crd number 107557?
Financial advisors or firms registered with the SEC or state securities regulators are required to file CRD number 107557.
How to fill out crd number 107557?
CRD number 107557 must be filled out with accurate and up-to-date information regarding the financial advisor or firm, including contact information, education, work history, and any disciplinary history.
What is the purpose of crd number 107557?
The purpose of CRD number 107557 is to provide transparency and accountability in the financial industry by allowing investors and regulators to access information about registered financial advisors and firms.
What information must be reported on crd number 107557?
Information such as contact details, education, work history, certifications, licenses, disclosures, and any regulatory actions must be reported on CRD number 107557.
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