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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: LACONIC CAPITAL Advisers PCRD Number: 137295Annual Amendment All Sections
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Who needs reportsadviserinfosecgov pdf 137295form adv?
01
Reportsadviserinfosecgov pdf 137295form adv is typically needed by investment advisers and firms who are required to register with the Securities and Exchange Commission (SEC).
02
It is a mandatory form for investment advisers to provide information about their business practices, fees, and other important details.
03
This form helps the SEC monitor and regulate investment advisers to protect investors and ensure compliance with applicable laws and regulations.
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What is reportsadviserinfosecgov pdf 137295form adv?
This form is a filing requirement for investment advisers with the Securities and Exchange Commission (SEC).
Who is required to file reportsadviserinfosecgov pdf 137295form adv?
Investment advisers registered with the SEC are required to file reportsadviserinfosecgov pdf 137295form adv.
How to fill out reportsadviserinfosecgov pdf 137295form adv?
The form must be completed online through the SEC's Investment Adviser Registration Depository (IARD) system.
What is the purpose of reportsadviserinfosecgov pdf 137295form adv?
The purpose of the form is to provide the SEC with information about an investment adviser's business, practices, and conflicts of interest.
What information must be reported on reportsadviserinfosecgov pdf 137295form adv?
Information such as assets under management, fee schedules, services offered, and disciplinary history must be reported on the form.
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