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ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND *IN THE MATTER OF:CASE NO. 20080268* WACHOVIA SECURITIES, LLC * Respondent.* ***CONSENT ORDER WHEREAS, the Securities Division
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Any individual or entity involved in a securities-related administrative proceeding in Maryland needs to use the www.marylandattorneygeneral.gov/securities/administrative proceeding before form. This may include individuals accused of securities violations, firms facing disciplinary actions, or other parties involved in such proceedings.
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The wwwmarylandattorneygeneralgovsecuritiesadministrative proceeding before form is a legal document that is used in securities administrative proceedings.
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Individuals or entities involved in securities administrative proceedings are required to file this form.
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The form requires information such as the details of the parties involved, nature of the proceeding, and any relevant documentation.
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