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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: LIONHEARTED STRATEGIC MANAGEMENT LLC CRD Number: 288993SEC ERA Final
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Access the website or online platform that provides the Form ADV.
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Begin by entering your personal information, such as your name, address, and contact details.
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Provide information about your investment advisory firm, including its name, address, and details about its ownership and structure.
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Online Form ADV is needed by investment advisory firms or individuals who are required to register with the Securities and Exchange Commission (SEC) or state securities authorities.
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It is typically used by investment advisers who manage over a certain amount of assets or provide services to a certain number of clients.
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Complying with Form ADV regulations is necessary for investment advisers to ensure transparency and provide essential information to investors and regulatory bodies.
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Online Form ADV is a form that investment advisors registered with the Securities and Exchange Commission (SEC) must file electronically in order to register with the SEC.
Investment advisors who are registered with the Securities and Exchange Commission (SEC) are required to file online Form ADV.
Online Form ADV can be filled out electronically on the Investment Adviser Registration Depository (IARD) system.
The purpose of online Form ADV is to provide the SEC and the public with information about an investment advisor's business, conflicts of interest, disciplinary history, and fees.
Information such as a description of the advisor's business, ownership structure, fees charged, services offered, disciplinary history, and conflicts of interest must be reported on online Form ADV.
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