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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: CARE GLOBAL INVESTORS (SINGAPORE) PTE LTD CRD Number: 163452SEC ERA

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How to fill out reportsadviserinfosecgov pdf 163452form adv

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To fill out the reportsadviserinfosecgov pdf 163452form adv, follow these steps:

02

Open the reportsadviserinfosecgov pdf 163452form adv file using a PDF reader application.

03

Read the instructions provided at the beginning of the form to understand the reporting requirements.

04

Fill in the requested information in each field of the form. This may include details about your advisory firm, its clients, assets under management, and other relevant data.

05

Pay attention to any specific formatting or data entry guidelines mentioned in the instructions.

06

Double-check your entries for accuracy and completeness before submitting the form.

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Save a copy of the completed form for your records.

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Submit the filled-out reportsadviserinfosecgov pdf 163452form adv as per the submission instructions provided by the Securities and Exchange Commission (SEC).

Who needs reportsadviserinfosecgov pdf 163452form adv?

01

Reportsadviserinfosecgov pdf 163452form adv is typically needed by registered investment advisers (RIAs) who are required to periodically file reports with the Securities and Exchange Commission (SEC). It helps the SEC keep track of important information about RIAs and their activities, enabling effective regulatory oversight.

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What is reportsadviserinfosecgov pdf 163452form adv?

The Form ADV, specifically form 163452, is a required filing for investment advisers in the United States, providing essential information about the adviser, their business, and the services they offer.

Who is required to file reportsadviserinfosecgov pdf 163452form adv?

Investment advisers who manage client assets or provide investment advice for a fee are required to file Form ADV to comply with regulatory requirements.

How to fill out reportsadviserinfosecgov pdf 163452form adv?

To fill out Form ADV, advisers must provide detailed information about their business, including ownership, services offered, fees, and any disciplinary history. It's essential to follow the instructions provided by the SEC and to ensure all information is accurate and up-to-date.

What is the purpose of reportsadviserinfosecgov pdf 163452form adv?

The purpose of Form ADV is to provide transparency to clients and regulators, helping them understand the investment adviser's business practices, fees, and any potential conflicts of interest.

What information must be reported on reportsadviserinfosecgov pdf 163452form adv?

Form ADV requires reporting information such as the adviser's business structure, ownership details, services provided, fee schedule, and any disciplinary actions or legal matters that may affect the advisory firm.

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