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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ARENA CAPITAL MANAGEMENT, LLC CRD Number: 154124OtherThanAnnual Amendment
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Reportsadviserinfosecgov pdf 154824form adv is typically needed by investment advisers who are required to register with the U.S. Securities and Exchange Commission (SEC). It is an important document for complying with regulatory requirements and providing necessary information about the investment advisory business. Additionally, other entities such as regulatory agencies, potential clients, or stakeholders might also need access to this form for various purposes.
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reportsadviserinfosecgov pdf 154824form adv is a form filed by investment advisers with the Securities and Exchange Commission (SEC) to register as an investment adviser.
Investment advisers who meet certain criteria set by the SEC are required to file reportsadviserinfosecgov pdf 154824form adv.
Investment advisers can fill out reportsadviserinfosecgov pdf 154824form adv online through the SEC's Investment Adviser Registration Depository (IARD) system.
The purpose of reportsadviserinfosecgov pdf 154824form adv is to provide important information about the investment adviser's business, services, fees, and any conflicts of interest.
Reportsadviserinfosecgov pdf 154824form adv requires information such as the adviser's assets under management, number of clients, types of clients, and any disciplinary history.
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