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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ARGOS GLOBAL Advisers, LLC CRD Number: 287466OtherThanAnnual Amendment

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How to fill out form advinvestorgovform adv paper

01

To fill out the Form ADV, follow these steps:

02

Start by providing general information about the investment adviser, such as its name, address, and contact details.

03

Indicate whether the investment adviser is an individual or a company, and provide relevant details accordingly.

04

Explain the ownership structure, including any affiliates or parent companies.

05

Provide information about the adviser's clients, including types and number of clients, as well as assets under management.

06

Detail the services offered by the investment adviser, including investment strategies and any specializations.

07

Describe any compensation arrangements, fees charged, and any conflicts of interest.

08

Disclose any disciplinary history or legal proceedings involving the investment adviser or its employees.

09

Attach any necessary supporting documentation, such as brochures, contracts, or financial statements.

10

Review the completed form for accuracy and completeness before submitting it to the appropriate regulatory authority.

11

Keep a copy of the filled-out form for your records.

Who needs form advinvestorgovform adv paper?

01

Any investment adviser who is required to register with the Securities and Exchange Commission (SEC) or a state securities authority needs to fill out the Form ADV.

02

This form provides important information about the adviser's business, allowing potential clients and regulatory authorities to make informed decisions.

03

Registered investment advisers, including those managing a certain amount of assets, are legally obligated to complete and update this form periodically.

04

Furthermore, the form is also necessary for investment advisers seeking exemptions from certain regulations or filing for exemptions from registration.

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What is form advinvestorgovform adv paper?

Form ADV is a required form for investment advisers to register with both the Securities and Exchange Commission (SEC) and state securities authorities.

Who is required to file form advinvestorgovform adv paper?

Investment advisers who meet certain criteria are required to file Form ADV with either the SEC or state securities authorities.

How to fill out form advinvestorgovform adv paper?

Form ADV is typically filled out online through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form advinvestorgovform adv paper?

The purpose of Form ADV is to provide key information about an investment adviser, including their business practices, fees, and conflicts of interest.

What information must be reported on form advinvestorgovform adv paper?

Information that must be reported on Form ADV includes details about the adviser's business, ownership, clients, employees, and compensation.

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