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National Instrument 41101 General Prospectus Requirements Table of Contents PART 1 1.1 1.2 1.3 1.4 1.5Definitions and Interpretations Definitions Interpretation of prospectus, preliminary prospectus,
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Who needs national instrument 41-101 general?
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National instrument 41-101 general is needed by individuals who are involved in securities trading, including investment advisors, dealers, and certain individuals employed by market participants.
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It is also required for individuals seeking registration or exemption from registration as a securities professional.
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In addition, issuers of securities and market participants may also need to comply with the requirements of national instrument 41-101 general.
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What is national instrument 41-101 general?
It is a regulation that sets out regulatory requirements for investment fund issuers and advisors in Canada.
Who is required to file national instrument 41-101 general?
Investment fund issuers and advisors in Canada are required to file national instrument 41-101 general.
How to fill out national instrument 41-101 general?
National instrument 41-101 general must be filled out with the required information as outlined in the regulation and submitted to the appropriate regulatory body.
What is the purpose of national instrument 41-101 general?
The purpose of national instrument 41-101 general is to ensure that investment fund issuers and advisors comply with regulatory requirements and protect investors.
What information must be reported on national instrument 41-101 general?
Information such as financial statements, management fees, and conflicts of interest must be reported on national instrument 41-101 general.
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