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BROKER ANNUAL RECERTIFICATION NLS #: Account Executive: Company Name: Address: 1. Has your company moved within the past year? If yes, please provide an updated W 9. YES NO 2. Has ownership in your

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What is broker annual recertification?

Broker annual recertification is a process where brokers must review and update their information with the relevant authorities on an annual basis.

Who is required to file broker annual recertification?

All licensed brokers are required to file broker annual recertification.

How to fill out broker annual recertification?

Brokers can typically fill out broker annual recertification forms online or through a designated portal provided by the licensing authority.

What is the purpose of broker annual recertification?

The purpose of broker annual recertification is to ensure that brokers are compliant with licensing regulations and that their information is up to date.

What information must be reported on broker annual recertification?

Brokers must report information such as contact details, licenses held, continuing education completed, and any disciplinary actions taken against them.

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