Get the free Model Listing Agreement for SME Exchange

This document outlines the agreement made by a company registered under the relevant Act for the listing of specified securities on the SME Exchange, in compliance with the Securities and Exchange

How to fill out model listing agreement for

How to fill out Model Listing Agreement for SME Exchange

1. Obtain a copy of the Model Listing Agreement from the SME Exchange or relevant authority.
2. Read through the entire agreement to understand its purpose and implications.
3. Fill in the basic details, such as the company name, registration details, and the names of the directors.
4. Specify the number of shares to be listed and their nominal value.
5. Include any specific conditions or clauses that are applicable to your company.
6. Ensure that all disclosures are complete, including financial status and compliance with regulations.
7. Have the document reviewed by legal counsel to ensure compliance with relevant laws.
8. Sign the agreement where required and obtain signatures from all relevant parties.
9. Submit the completed agreement to the SME Exchange for approval.

Who needs Model Listing Agreement for SME Exchange?

1. Companies looking to list their shares on the SME Exchange.
2. Investors seeking to understand the terms under which shares will be listed.
3. Regulatory bodies monitoring compliance with listing requirements.

People Also Ask about

What are the provisions of a listing agreement?

For this purpose a new Clause 55 has been inserted in the listing agreement which reads as – “Listed entities shall submit, as part of their Annual Reports, Business Responsibility Reports, describing the initiatives taken by them from an environmental, social and governance perspective, in the format suggested”.

How to list on SME exchange?

Here are the steps private SMEs must follow if they intend to go public. Appoint an underwriter. The first step to getting the IPO process started is to appoint a merchant banker. Prepare the DRHP. Submit the DRHP. Advertise the IPO and announce the launch date. Launch the IPO and allot the shares.

What is the listing agreement clause?

A listing agreement should include a termination clause to outline conditions under which the property owner or real estate agent can end the contract early.

What is the new rule for SME IPO?

The amount allocated for general corporate purpose (GCP) in SME IPOs has been capped at 15% of the total issue size or ₹10 crore, whichever is lower. SME issues will not be permitted to use IPO proceeds to repay loans taken from promoters, promoter groups, or related parties, whether directly or indirectly.

What is the clause 54 of the listing agreement?

Clause 54 - To maintain functional website containing basic information about the company e.g. details of its business, financial information, shareholding pattern, etc., The Company also agrees to ensure that the contents of the said website are updated at any given point of time.

What is SME listing?

SME IPOs (Initial Public Offerings) enable small and medium-sized enterprises to raise capital from public investors by issuing shares for the first time on a dedicated stock exchange platform. These IPOs provide access to funding for companies that may not qualify for a main board listing.

What is Clause 55 of equity listing agreement?

Importance of Listing Agreement: 1. Through this agreement company undertakes to provide prompt facilities like transfer, consolidation, sub-division, consolidation of securities. 2. Provide proper notice for record dates and book closure.

For pdfFiller’s FAQs

What is Model Listing Agreement for SME Exchange?

The Model Listing Agreement for SME Exchange is a standardized set of terms and conditions that governs the listing of small and medium enterprises (SMEs) on an SME exchange, ensuring compliance with regulatory requirements and promoting transparency.

Who is required to file Model Listing Agreement for SME Exchange?

Companies intending to get listed on an SME exchange are required to file the Model Listing Agreement as part of their compliance with the exchange's regulations.

How to fill out Model Listing Agreement for SME Exchange?

To fill out the Model Listing Agreement for SME Exchange, the company must provide accurate information about its business operations, financials, and comply with the specified format as provided by the exchange, ensuring all required sections are completed.

What is the purpose of Model Listing Agreement for SME Exchange?

The purpose of the Model Listing Agreement for SME Exchange is to ensure that SMEs meet regulatory standards for listing, protect the interests of investors, and create a framework for ongoing compliance post-listing.

What information must be reported on Model Listing Agreement for SME Exchange?

The Model Listing Agreement requires reporting information such as company details, financial statements, corporate governance practices, shareholding patterns, and any other relevant disclosures as mandated by the exchange.