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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: GOLDFINCH PARTNERS CRD Number: 300919OtherThanAnnual Amendment All Sections
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Open the PDF form ADV paper using a PDF reader software.
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Read the instructions and guidelines provided on the form ADV paper to understand the required information.
03
Start with personal information such as name, address, phone number, and email address.
04
Fill in the necessary details regarding your firm, including the firm name, address, and contact information.
05
Provide information about the types of advisory services offered by the firm.
06
Disclose any conflicts of interest, disciplinary actions, or legal proceedings involving the firm or its employees.
07
Complete the information about the firm's fee structure, including compensation methods and charges for services.
08
Provide details about the firm's investment strategies and any risk factors associated with them.
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Include information about the firm's key personnel and their educational and professional backgrounds.
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Submit the signed form ADV paper to the appropriate regulatory authority.

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Financial advisors or investment advisers need the PDF form ADV paper.
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Any individual or firm that provides investment advice and is required to register with the Securities and Exchange Commission (SEC) or state securities authorities may need the form ADV paper.
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These include registered investment advisors (RIAs), investment advisor representatives (IARs), and other professionals in the investment advisory industry.
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PDF Form ADV Part 1 is a registration document that investment advisers must file with the Securities and Exchange Commission (SEC).
Investment advisers who manage more than $25 million in assets are required to file form ADV with the SEC.
PDF Form ADV paper can be filled out electronically on the SEC's website or by hand and mailed to the SEC.
The purpose of PDF Form ADV paper is to provide the SEC with information about an investment adviser's business, operations, and conflicts of interest.
Information about the investment adviser's business practices, fees, conflicts of interest, and disciplinary history.
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