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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: 400 CAPITAL MANAGEMENT LLC CRD Number: 160089OtherThanAnnual Amendment

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What is reportsadviserinfosecgov 16009 pdfform adv?

reportsadviserinfosecgov 16009 pdfform adv is a form that investment advisers must file with the Securities and Exchange Commission (SEC) to register with the SEC and provide information about their business.

Who is required to file reportsadviserinfosecgov 16009 pdfform adv?

Investment advisers who meet certain criteria are required to file reportsadviserinfosecgov 16009 pdfform adv with the SEC.

How to fill out reportsadviserinfosecgov 16009 pdfform adv?

Reportsadviserinfosecgov 16009 pdfform adv can be filled out online through the SEC’s Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

What is the purpose of reportsadviserinfosecgov 16009 pdfform adv?

The purpose of reportsadviserinfosecgov 16009 pdfform adv is to provide the SEC with information about the investment adviser, including its business practices, fees, and conflicts of interest.

What information must be reported on reportsadviserinfosecgov 16009 pdfform adv?

Reportsadviserinfosecgov 16009 pdfform adv requires information about the investment adviser’s ownership, clients, employees, and other key aspects of its business.

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