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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: GIT AU FINANCIAL Advisers CRD Number: 169340Annual Amendment All Sections
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PDF file Form ADV is a registration form for investment advisers in the United States, used to provide information about the adviser's business and investment practices to the SEC and state regulators.
Investment advisers who manage client assets or provide advice on investments are required to file PDF Form ADV.
To fill out PDF Form ADV, advisers need to provide detailed information about their business, services, fees, and any disciplinary history. The form consists of Part 1, which is filled out electronically and filed with the SEC, and Part 2, which is a brochure that must be provided to clients.
The purpose of PDF Form ADV is to ensure transparency and provide potential clients with essential information about the adviser's services, qualifications, and potential conflicts of interest.
Information that must be reported on PDF Form ADV includes the adviser's name, address, ownership structure, business practices, fees, and any disciplinary history of the adviser or its affiliates.
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