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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SMITH MOORE & CO.CRD Number: 3441OtherThanAnnual Amendment All Sections
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It is a reporting platform for adviser information security reports.
Advisers who handle sensitive information and data are required to file reports.
Advisers can fill out the reports online on the reportsadviserinfosecgov platform by providing required information and details.
The purpose is to ensure that adviser information security practices are in compliance with regulations and to protect sensitive data.
Advisers must report on their security measures, data handling practices, and any security breaches or incidents.
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