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Change in Control Notification(Section 178 notice) Trust Name of trustee, beneficiary or settler submitting this notification (if applicable include the FCA/PRA Firm Reference Number)Target firms
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How to fill out wwwfcaorgukpublicationsmifid-trust-notification-for-change-in-controller template

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How to fill out wwwfcaorgukpublicationformsmifid-trust-notification-for-change-in-controller

01
To fill out the www.fca.org.uk/publication/forms/mifid-trust-notification-for-change-in-controller form, follow these steps:
02
Open your web browser and go to the FCA website (www.fca.org.uk)
03
Navigate to the 'Forms' section of the website
04
Look for the 'MiFID Trust Notification for Change in Controller' form
05
Click on the form to open it
06
Read the instructions and requirements carefully
07
Fill out the form electronically by typing in the required information
08
Provide accurate and complete information as per the instructions
09
Double-check all the entered information for accuracy
10
Save a copy of the completed form for your records
11
Submit the form by following the provided submission instructions
12
Wait for confirmation of receipt from the FCA
13
Keep a record of the submission for future reference

Who needs wwwfcaorgukpublicationformsmifid-trust-notification-for-change-in-controller?

01
The www.fca.org.uk/publication/forms/mifid-trust-notification-for-change-in-controller form is needed by individuals or entities who are undergoing a change in control within a MiFID (Markets in Financial Instruments Directive) trust entity.
02
This form is specifically designed for notifying the Financial Conduct Authority (FCA) about a change in controller of a MiFID trust, where a person or entity gains control over the trust or ceases to have control.
03
It is important for those who are undergoing a change in control to submit this form to ensure compliance with the regulatory requirements set forth by the FCA.

What is www.fca.org.ukpublicationsMiFID-trust-notification-for-change-in-controller Form?

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This form is used to notify the Financial Conduct Authority (FCA) of any changes in controllers of a MiFID Trust.
Any entity that is a MiFID Trust and experiences a change in controller is required to file this form.
The form can be filled out online on the FCA's website by providing the required information about the change in controller.
The purpose of this form is to ensure that the FCA is informed about any changes in controllers of MiFID Trusts to maintain regulatory oversight.
The form requires information about the previous controller, the new controller, and the reasons for the change.
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