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U.S. Department of Homeland Security United States Coast Guard LOCAL NOTICE TO MARINERS District: 5Week: 02/22COASTAL WATERS FROM SHREWSBURY RIVER, NEW JERSEY TO LITTLE RIVER, SOUTH CAROLINA The Local
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Form U is a financial disclosure form required by the Securities and Exchange Commission (SEC) for certain institutional investment managers.
Institutional investment managers with more than $100 million in assets under management are required to file form U.
Form U can be filled out electronically through the SEC's EDGAR system.
The purpose of form U is to provide the SEC with information about an investment manager's assets under management, performance, and trading practices.
Information that must be reported on form U includes the investment manager's assets under management, investment strategies, and any conflicts of interest.
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