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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: GATE CITY CAPITAL MANAGEMENT, LLC CRD Number: 289122Annual Amendment
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The reportsadviserinfosecgov pdf 289122form adv is a regulatory document that investment advisers must complete and submit to provide necessary information about their business practices, financial status, and compliance with relevant regulations.
Investment advisers who are registered with the SEC or applicable state regulatory authorities and manage client assets are required to file the reportsadviserinfosecgov pdf 289122form adv.
To fill out the reportsadviserinfosecgov pdf 289122form adv, investment advisers should gather the necessary information about their business, including details on ownership, advisory services offered, assets under management, and compliance history. They must then complete the form accurately, ensuring all required fields are filled.
The purpose of the reportsadviserinfosecgov pdf 289122form adv is to provide regulatory authorities with detailed information about an investment adviser's operations, enabling oversight, assessment of compliance with regulations, and protection of investors.
The reportsadviserinfosecgov pdf 289122form adv requires information on the adviser's firm, ownership structure, regulatory compliance history, the types of services provided, and details about the assets and clients managed.
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