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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: MOORS & CABOT, INC CRD Number: 594Annual Amendment All Sections Rev.
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Start by entering your firm's name and SEC file number in the designated fields.
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This form is a regulatory filing required by the Securities and Exchange Commission (SEC) for investment advisors.
Investment advisors registered with the SEC are required to file this form.
The form must be completed online on the SEC's Investment Adviser Registration Depository (IARD) system.
The purpose of this form is to provide the SEC with information about the investment advisor's business operations, services offered, and key personnel.
Information such as assets under management, advisory services provided, conflicts of interest, and disciplinary history must be reported on this form.
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