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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: MINGORA ASSET MANAGEMENT, LLC CRD Number: 166257OtherThanAnnual Amendment
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How to fill out reportsadviserinfosecgov pdf 146357form adv

01
To fill out the reportsadviserinfosecgov pdf 146357form adv, follow these steps:
02
Open the PDF form using a PDF viewer or editor.
03
Begin by providing general information about the adviser, such as its name, address, and contact details.
04
Next, fill in the details of the adviser's ownership and control, including information about any individuals or entities with more than a 25% ownership interest.
05
Proceed to the sections that request information about the adviser's business activities, including its services, clients, and fees.
06
Provide the necessary details about the adviser's employees, including their qualifications and disciplinary history, if any.
07
Fill out the sections that require information about the adviser's financials, including its assets under management, sources of income, liabilities, and any potential conflicts of interest.
08
Review the filled-out form for accuracy and completeness.
09
Save and print the completed form, and submit it as instructed by the SEC.
10
Note: It is recommended to refer to the official instructions provided by the Securities and Exchange Commission (SEC) for detailed guidance on filling out the reportsadviserinfosecgov pdf 146357form adv.

Who needs reportsadviserinfosecgov pdf 146357form adv?

01
Reportsadviserinfosecgov pdf 146357form adv is typically needed by investment advisers who are registered or looking to register with the Securities and Exchange Commission (SEC).
02
Investment advisers who manage a certain amount of assets or provide advice concerning investment securities are required to file form adv with the SEC.
03
This form helps the SEC gather information about the adviser's business, clients, employees, and potential conflicts of interest, ensuring compliance with regulations and protecting investors.
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Reportsadviserinfosecgov pdf 146357form adv is a form used for reporting information about investment advisers to the Securities and Exchange Commission (SEC).
Investment advisers registered with the SEC are required to file reportsadviserinfosecgov pdf 146357form adv.
Reportsadviserinfosecgov pdf 146357form adv can be filled out electronically through the SEC's Investment Adviser Registration Depository (IARD) system.
The purpose of reportsadviserinfosecgov pdf 146357form adv is to provide the SEC with information about an investment adviser's business, services, and fees.
Information such as the adviser's assets under management, client types, business practices, and any disciplinary history must be reported on reportsadviserinfosecgov pdf 146357form adv.
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