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FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).STATEMENT
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How to fill out 1 pursuant to 10b5-1

01
Consult with legal counsel to ensure compliance with all regulations
02
Establish a written plan that meets the requirements of Rule 10b5-1
03
Determine the timing and amount of securities to be traded
04
Ensure there is no material nonpublic information at the time of establishment
05
Submit the plan to the appropriate party for review and approval

Who needs 1 pursuant to 10b5-1?

01
Corporate insiders such as executives, directors, and officers
02
Employees who may possess material nonpublic information
03
Investors looking to trade securities in a structured and compliant manner
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Form 1 pursuant to 10b5-1 refers to a compliance form that must be filed by individuals who establish a trading plan under Rule 10b5-1, designed to provide a defense against insider trading allegations.
Individuals, including executive officers, directors, and employees of publicly traded companies, who establish a Rule 10b5-1 trading plan are required to file Form 1.
To fill out Form 1 pursuant to 10b5-1, one must provide personal identification information, details of the trading plan including the type of securities, amounts, and the timing of trades specified in the plan.
The purpose of Form 1 pursuant to 10b5-1 is to notify regulatory authorities about the establishment of a trading plan, ensuring that the transactions comply with federal securities laws.
Information that must be reported includes the names of the parties involved, details about the securities being traded, the terms of the trading plan, and any changes made to the plan during its duration.
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