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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: WHO CAPITAL MANAGEMENT LIMITED CRD Number: 281872Annual Amendment All
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Financial advisers and investment firms who are required to disclose certain information to the Securities and Exchange Commission (SEC) need reportsadviserinfosecgov pdf 281872form adv
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reportsadviserinfosecgov pdf 281872form adv is a form filed with the Securities and Exchange Commission (SEC) by investment advisers to register with the SEC and provide essential information about their business operations.
Investment advisers managing assets over a certain threshold are required to file reportsadviserinfosecgov pdf 281872form adv with the SEC.
You can fill out reportsadviserinfosecgov pdf 281872form adv by providing detailed information about your firm, key personnel, business practices, and the types of clients and assets you manage.
The purpose of reportsadviserinfosecgov pdf 281872form adv is to provide regulators and potential clients with essential information about an investment adviser's business practices and potential conflicts of interest.
Reportsadviserinfosecgov pdf 281872form adv requires information about the adviser's structure, clients, employees, conflicts of interest, and disciplinary history to be reported.
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