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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: CC CAPITAL INVESTMENT MANAGEMENT LLC CRD Number: 310854SEC Initial All

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How to fill out cc capital adv part

01

Begin by providing general information about the advisor, including name, business name, address, and contact information.

02

Disclose any conflicts of interest that may arise, including ones that could potentially impact the advisor's ability to provide objective advice.

03

Detail the advisor's fee schedule, including any fees associated with managed accounts, performance-based fees, and other charges.

04

Describe the advisor's investment strategy and approach, including how they select investments and manage risk.

05

Provide information about any disciplinary history or legal actions taken against the advisor or their firm.

06

Include any other pertinent information that would be important for clients to know before entering into a relationship with the advisor.

Who needs cc capital adv part?

01

Individuals or entities seeking financial advice and planning services would need to review a cc capital adv part to understand the advisor's background, services offered, fee structure, investment approach, and potential conflicts of interest.

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What is cc capital adv part?

cc capital adv part is a form filed by investment advisors with the Securities and Exchange Commission (SEC).

Who is required to file cc capital adv part?

Investment advisors registered with the SEC are required to file cc capital adv part.

How to fill out cc capital adv part?

cc capital adv part can be filled out online through the SEC's Investment Adviser Registration Depository (IARD) system.

What is the purpose of cc capital adv part?

The purpose of cc capital adv part is to provide the SEC and investors with information about an investment advisor, including their business practices and potential conflicts of interest.

What information must be reported on cc capital adv part?

cc capital adv part requires information such as the advisor's business activities, fees and compensation, disciplinary history, and conflicts of interest.

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