
Get the free reports.adviserinfo.sec.gov PDF 309992FORM ADV - SEC
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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: JMJ, INC. DBA STRATEGIC WEALTH MANAGEMENT GROUP CRD Number: 309992OtherThanAnnual
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01
Download the reportsadviserinfosecgov pdf 309992form adv form from the official website.
02
Fill out the sections with accurate and detailed information about your advisory firm.
03
Include information about your assets under management, fees charged, investment strategies, conflicts of interest, and other required disclosures.
04
Review the completed form for any errors or omissions.
05
Submit the form as per the instructions provided by the SEC.
Who needs reportsadviserinfosecgov pdf 309992form adv?
01
Advisory firms registered with the SEC need to fill out the reportsadviserinfosecgov pdf 309992form adv form to comply with regulatory requirements.
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What is reportsadviserinfosecgov pdf 309992form adv?
It is a form used to register with the Securities and Exchange Commission (SEC) as an investment adviser.
Who is required to file reportsadviserinfosecgov pdf 309992form adv?
Investment advisers who meet certain criteria set by the SEC are required to file reportsadviserinfosecgov pdf 309992form adv.
How to fill out reportsadviserinfosecgov pdf 309992form adv?
The form must be completed online through the SEC's Investment Adviser Registration Depository (IARD) system.
What is the purpose of reportsadviserinfosecgov pdf 309992form adv?
The purpose of the form is to provide information about the investment adviser's business practices, ownership, clients, and conflicts of interest.
What information must be reported on reportsadviserinfosecgov pdf 309992form adv?
Information such as assets under management, types of clients, services offered, fees and compensation, and any disciplinary history must be reported on the form.
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