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Internal Investigations Compliance Workshop July 1921, 2021 Lake Buena Vista, FL Learn the core principles of conducting effective compliance investigations, so you are properly prepared when called
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Internal investigations are a process conducted by companies to assess and address suspected misconduct or violation of policies within the organization.
Companies and organizations are required to conduct and file internal investigations to ensure compliance with regulations and laws.
Internal investigations should be filled out by designated compliance officers or legal personnel within the organization following established protocols and guidelines.
The purpose of internal investigations is to identify, address, and prevent misconduct, fraud, or violations of laws or company policies.
Internal investigations must include details of the alleged misconduct, individuals involved, evidence gathered, steps taken, and outcomes.
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