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STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION1 2 3 4 5 6 7IN THE MATTER OF DETERMINING registration under the Securities Act of Washington of:Order Number S17220918CO01

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Individuals or businesses who are involved in securities transactions in the state of Washington may need to use the WDFI Division of Securities Washington. This includes individuals looking to register as securities agents or investment advisers, as well as firms looking to register as broker-dealers or investment advisers.

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What is wdfi division of securitieswashington?

The WDFI Division of Securities in Washington is a regulatory agency responsible for overseeing securities transactions in the state.

Who is required to file wdfi division of securitieswashington?

Any individual or entity engaged in securities transactions in Washington is required to file with the WDFI Division of Securities.

How to fill out wdfi division of securitieswashington?

To fill out the WDFI Division of Securities form, you will need to provide detailed information about your securities transactions, financial information, and other relevant details as requested on the form.

What is the purpose of wdfi division of securitieswashington?

The purpose of the WDFI Division of Securities is to protect investors and ensure compliance with securities laws in the state of Washington.

What information must be reported on wdfi division of securitieswashington?

You must report information about your securities transactions, financial details, and any other relevant information requested on the form.

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