Get the free Form ADV Part 3: Relationship Summary Prodigy Asset ...

Name: Fillable Online Form ADV Part 3: Relationship Summary Prodigy Asset ... Fax Email Print - pdfFiller
Brand: pdfFiller
Rating: 4.2 (49 reviews)

Get Form

Show details

Form ADV Part 3: Relationship Summary Prodigy Asset Management, LLC Introduction Prodigy Asset Management, LLC is an investment adviser registered with the U.S. Securities and Exchange Commission.

We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign form adv part 3

Edit your form adv part 3 form online

Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.

Add your legally-binding signature

Draw or type your signature, upload a signature image, or capture it with your digital camera.

Share your form instantly

Email, fax, or share your form adv part 3 form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit form adv part 3 online

Ease of Setup

pdfFiller User Ratings on G2

Ease of Use

pdfFiller User Ratings on G2

To use the services of a skilled PDF editor, follow these steps below:

1

Log in. Click Start Free Trial and create a profile if necessary.

2

Prepare a file. Use the Add New button to start a new project. Then, using your device, upload your file to the system by importing it from internal mail, the cloud, or adding its URL.

3

Edit form adv part 3. Text may be added and replaced, new objects can be included, pages can be rearranged, watermarks and page numbers can be added, and so on. When you're done editing, click Done and then go to the Documents tab to combine, divide, lock, or unlock the file.

4

Save your file. Select it in the list of your records. Then, move the cursor to the right toolbar and choose one of the available exporting methods: save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud.

pdfFiller makes dealing with documents a breeze. Create an account to find out!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.

Learn more about security & compliance

How to fill out form adv part 3

01

Obtain Form ADV Part 3 from the Securities and Exchange Commission (SEC) website or your investment adviser.

02

Fill out the General Information section with details such as the name of the investment adviser, contact information, and form of organization.

03

Complete the Disciplinary Information section by disclosing any disciplinary events or legal proceedings involving the investment adviser.

04

Provide information about the investment adviser's business practices, including the services offered, fees charged, and any conflicts of interest.

05

Submit the completed Form ADV Part 3 to the SEC electronically through the Investment Adviser Registration Depository (IARD) system.

Who needs form adv part 3?

01

Investment advisers registered with the SEC are required to fill out Form ADV Part 3. This form, also known as Form CRS (Client Relationship Summary), provides key information about the investment adviser's business practices and helps clients make informed decisions about their investments.

Fill form : Try Risk Free

Rate the form

4.2

Satisfied

49 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

Where do I find form adv part 3?

It's simple with pdfFiller, a full online document management tool. Access our huge online form collection (over 25M fillable forms are accessible) and find the form adv part 3 in seconds. Open it immediately and begin modifying it with powerful editing options.

How do I make changes in form adv part 3?

pdfFiller not only allows you to edit the content of your files but fully rearrange them by changing the number and sequence of pages. Upload your form adv part 3 to the editor and make any required adjustments in a couple of clicks. The editor enables you to blackout, type, and erase text in PDFs, add images, sticky notes and text boxes, and much more.

Can I create an electronic signature for signing my form adv part 3 in Gmail?

Upload, type, or draw a signature in Gmail with the help of pdfFiller’s add-on. pdfFiller enables you to eSign your form adv part 3 and other documents right in your inbox. Register your account in order to save signed documents and your personal signatures.

What is form adv part 3?

Form ADV Part 3 is also known as the Client Relationship Summary. It is a document required to be given to retail investors by investment advisers.

Who is required to file form adv part 3?

Investment advisers registered with the Securities and Exchange Commission (SEC) or state securities authorities are required to file form ADV Part 3.

How to fill out form adv part 3?

Form ADV Part 3 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 3?

The purpose of Form ADV Part 3 is to provide retail investors with information about the services, fees, conflicts of interest, and disciplinary history of the investment adviser.

What information must be reported on form adv part 3?

Form ADV Part 3 must include information about the adviser's services, fees, conflicts of interest, disciplinary history, and other relevant information for retail investors.

Fill out your form adv part 3 online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now