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2019 Form NR SRO Exhibit 9 Information Regarding Fitch Designated Compliance Officer Heather Kerrigan is the Designated Compliance Officer of Fitch Ratings, Inc. Ms. Kerrigan is employed full time

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Who needs 2019 form nrsro exhibit?

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Credit rating agencies that are registered with the SEC as NRSROs

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Entities that are required to report their credit ratings activities to the SEC

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What is form nrsro exhibit 9?

Form NRSRO Exhibit 9 is a specific regulatory form used by Nationally Recognized Statistical Rating Organizations (NRSROs) to disclose various operational and financial information as required by the SEC.

Who is required to file form nrsro exhibit 9?

All Nationally Recognized Statistical Rating Organizations (NRSROs) that are registered with the SEC are required to file Form NRSRO Exhibit 9.

How to fill out form nrsro exhibit 9?

Form NRSRO Exhibit 9 should be filled out by providing detailed operational and financial information as specified by the SEC guidelines, ensuring that all sections are completed accurately.

What is the purpose of form nrsro exhibit 9?

The purpose of Form NRSRO Exhibit 9 is to enhance transparency and provide necessary information about the operational capabilities and financial health of NRSROs to the SEC and the public.

What information must be reported on form nrsro exhibit 9?

Form NRSRO Exhibit 9 requires reporting of information related to the NRSRO's financial condition, operational policies, and any material changes since the last filing.

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