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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: THINKBETTERCRD Number: 300530Annual Amendment All Sections Rev. 10/20213/28/2022

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What is us securities and exchange?

The U.S. Securities and Exchange Commission (SEC) is a government agency responsible for enforcing federal securities laws and regulating the securities industry in the United States.

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Public companies, certain investment advisors, broker-dealers, and other entities involved in the securities industry are required to file with the SEC.

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Filing with the SEC typically involves completing and submitting various forms and reports electronically through the SEC's EDGAR system.

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The purpose of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

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Information such as financial statements, disclosures regarding business operations, executive compensation, and other material information must be reported on SEC filings.

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