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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

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How to fill out exchange act sections 13

01

Understand the purpose of filling out Exchange Act Sections 13, which include disclosing significant ownership of securities and trading activities by certain individuals.

02

Obtain the necessary forms, such as Form 3, Form 4, and Form 5, from the Securities and Exchange Commission (SEC) website.

03

Complete the required fields on the forms, including information about the reporting person, the security in question, and any transactions that occurred.

04

Double-check all information for accuracy and completeness before submitting the forms to the SEC.

05

File the completed forms within the designated deadlines to ensure compliance with Exchange Act Sections 13.

Who needs exchange act sections 13?

01

Individuals or entities who hold significant ownership positions in publicly-traded companies.

02

Corporate insiders, officers, directors, and certain shareholders who engage in securities transactions.

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What is exchange act sections 13?

Exchange Act sections 13 requires certain officers, directors, and shareholders to disclose their ownership of securities in a company.

Who is required to file exchange act sections 13?

Officers, directors, and shareholders who meet certain ownership thresholds are required to file Exchange Act sections 13.

How to fill out exchange act sections 13?

Exchange Act sections 13 can be filled out electronically through the SEC's EDGAR system.

What is the purpose of exchange act sections 13?

The purpose of Exchange Act sections 13 is to provide transparency and disclosure of ownership interests in publicly traded companies.

What information must be reported on exchange act sections 13?

Information such as the holdings of securities, ownership percentages, and any changes in ownership must be reported on Exchange Act sections 13.

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