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This document outlines the findings and remedial sanctions imposed by the Securities and Exchange Commission against Charles L. Rizzo and Gina M. Hornbogen for their failure to reasonably supervise

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What is order making findings and?

Order making findings refers to the conclusions and decisions made by a court or administrative agency in a legal proceeding.

Who is required to file order making findings and?

The court or administrative agency responsible for presiding over the legal proceeding is typically required to file order making findings.

How to fill out order making findings and?

Order making findings should be filled out by providing a detailed explanation of the conclusions reached and the decisions made in the legal proceeding.

What is the purpose of order making findings and?

The purpose of order making findings is to document and provide a clear record of the conclusions and decisions made in a legal proceeding.

What information must be reported on order making findings and?

Order making findings should include the legal basis for the decisions made, the evidence considered, and the reasoning behind the conclusions reached.

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