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NOTICE OF MATERIAL CHANGE IN FINANCIAL CONDITION Broker-Dealer: Pursuant to NYSE Area, Inc. Rule 4.2(d) and NYSE Area Equities, Inc. Rule 4.3(d), no broker-dealer shall make any change in its capitalization
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Financial condition refers to the current state of an individual or organization's financial situation, including assets, liabilities, and overall net worth.
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The purpose of reporting financial condition is to provide transparency and accountability regarding an individual or organization's financial health and stability.
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