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SECURITIES AND EXCHANGE COMMISSIONER 13FNT Initial quarterly Form 13F notice report filed by institutional managersFiling Date: 20220513 | Period of Report: 20220331 SEC Accession No. 000003877722000116
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How to fill out form 13f-nt - secdatabase

01
Access the SEC database website.
02
Locate the form 13F-NT.
03
Fill out the form with the necessary information such as name of the reporting institutional investment manager, address, CIK number, file number, etc.
04
Once all the required fields are filled, submit the form electronically.
05
Make sure to review the submission to ensure all information is accurate and complete.

Who needs form 13f-nt - secdatabase?

01
Institutional investment managers who are required to report their holdings of securities with a fair market value of $100 million or more are mandated to submit Form 13F-NT to the SEC database.
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Form 13F-NT is a shorter form of Form 13F that is used by institutional investment managers to report information about their holdings in Section 13(f) securities on a monthly basis.
Institutional investment managers who meet the criteria specified by the SEC are required to file Form 13F-NT.
To fill out Form 13F-NT, the institutional investment manager must provide information about their holdings in Section 13(f) securities, including the name of the issuer, the title of the class, the CUSIP number, and the fair market value of each security.
The purpose of Form 13F-NT is to provide transparency and insight into the holdings of institutional investment managers in Section 13(f) securities to help ensure market integrity and investor protection.
The information that must be reported on Form 13F-NT includes the name of the issuer, the title of the class, the CUSIP number, and the fair market value of each Section 13(f) security held.
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2022 2015 washington 13f a6 3t4 m5h secdatabase omb beuttenmiller cik restatement incorp filer accession fiduciary omit institutional irs herein copyright integral fiscal ontario quarterly nt expires entries mailing securities holdings

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