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SECURITIES AND EXCHANGE COMMISSIONER Mailing Date: 20220830SEC Accession No. 000165760822000007 (HTML Version on secdatabase.com)FILER Live Oak Public Finance, LLC CIK:1657608| IRS No.: 475472165
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How to fill out form ma-i - secdatabase
How to fill out form ma-i - secdatabase
01
Visit the SEC's EDGAR database website.
02
Search for form MA-I.
03
Click on the form to access it.
04
Fill out the form with the required information.
05
Review the form for accuracy before submitting it.
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Financial professionals who need to register with the SEC as an investment advisor.
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What is form ma-i - secdatabase?
Form MA-I is used to file certain types of information with the Securities and Exchange Commission (SEC) in order to comply with regulatory requirements.
Who is required to file form ma-i - secdatabase?
Certain entities such as investment advisers and private funds are required to file Form MA-I with the SEC.
How to fill out form ma-i - secdatabase?
Form MA-I can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
What is the purpose of form ma-i - secdatabase?
The purpose of Form MA-I is to provide the SEC with important information about investment advisers and private funds in order to monitor and regulate the financial industry.
What information must be reported on form ma-i - secdatabase?
Form MA-I requires information such as details about the investment adviser's business practices, client assets under management, and potential conflicts of interest.
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